700+ câu trắc nghiệm Đầu tư tài chính có đáp án - Phần 12
33 câu hỏi
\$7,200. b \$4,800.
\$12,000.
\$2,250.
none of the above
Chọn đáp án D
\$40
none of the above
\$35
\$65
\$50
Chọn đáp án E
none of the above
\$87.12
\$86.54
\$90.23
\$88.52
Chọn đáp án C
\$5,600.
\$7,200.
\$12,000.
none of the above.
\$4,800.
Chọn đáp án B
100 shares
200 shares
50 shares
25 shares
500 shares
Chọn đáp án B
20%
12%
25%
15%
27.5% 600M /3b
Chọn đáp án A
10.54%
7.97%
11.26%
8.26%
9.63%
Chọn đáp án E
Giải thích: r = (19.14-19.00+0.57+1.12)/19
\$36.28
\$47.25
\$34.52
\$37.30
\$37.93
Chọn đáp án E
Giải thích: .14 = (P - \$36.15 + 1.16 + 2.12) / \$36.15; P = \$37.931
\$92.53
\$17.46
\$65.60
\$63.24
\$67.39
Chọn đáp án C
Giải thích: (\$250,000,000 - 4,000,000)/3,750,000 = \$65.60.
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Xem toàn bộ 33 câu hỏi và nhiều hơn nữa với tài khoản miễn phí
1.10%
1.78%
3.07%
2.91%
-1.18%
Chọn đáp án A
Giải thích: R = (\$13.74 - 14.50 + 0.27 + 0.65)/\$14.50 = 1.103%
less than or greater than NAV with no apparent pattern.
less than NAV due to loads and commissions.
greater than NAV due to loads and commissions.
less than NAV due to limited demand.
greater than NAV due to excess demand
Chọn đáp án C
premium, discount
No consistent relationship has been observed.
discount, premium
discount, discount
premium, premium
Chọn đáp án A
hedge funds are only subject to minimal SEC regulation.
hedge funds are typically open only to wealthy or institutional investors.
hedge funds are only subject to minimal SEC regulation, are typically open only to wealthy or institutional investors, fund managers can pursue strategies not available to mutual funds such as short selling, heavy use of derivatives, and leverage, and are commonly structured as private partnerships.
hedge funds are commonly structured as private partnerships.
hedge fund managers can pursue strategies not available to mutual funds such as short selling, heavy use of derivatives, and leverage.
Chọn đáp án C
\$33.88
\$46.62
\$41.20
\$42.03
\$43.69
Chọn đáp án C
Giải thích: .173 = (P - \$37.25 + 1.14 + 1.35)/\$37.25; P = \$41.20
sell their shares through a broker.
sell their shares to the issuer at a discount to Net Asset Value.
hold their shares to maturity.
sell their shares to the issuer at a premium to Net Asset Value.
sell their shares to the issuer for Net Asset Value
Chọn đáp án A
front-end loads and back-end loads.
12b-1 charges.
front-end loads, back-end loads, and 12b-1 charges.
back-end loads.
front-end loads
Chọn đáp án C
always underperform the market.
do not generally outperform the market.
exceed the return on index funds.
beat the market return in most years.
beat the market return in all years.
Chọn đáp án B
\$18.81
\$7.00
\$181.07
\$18.11
\$69.96
Chọn đáp án D
Giải thích: (\$457,000,000 - 17,000,000)/24,300,000 = \$18.11.
EWJ.
SPY.
QQQQ.
VTI.
IWM
Chọn đáp án A
global funds.
ETFs because mutual funds do not exist that will provide the desired objective.
international funds.
emerging market funds.
regional funds.
Chọn đáp án A
regional funds.
ETFs because mutual funds do not exist that will provide the desired objective.
international funds.
emerging market funds. e.global funds.
Chọn đáp án C
21,619,346.92
26,124,567.73
24,860,161.59
25,693,645.25
22,930,546.28
Chọn đáp án C
Giải thích: (\$825,000,000 - 25,000,000)/\$32.18 = 24,860,161.59.
unit investment trusts.
redeemable trust certificates.
REITS.
closed-end funds.
open-end funds
Chọn đáp án A
structured fee.
operating expense fee.
front-end load fee.
back-end load fee.
12b-1 fee
Chọn đáp án E
21.26%
9.83%
11.26%
16.97%
15.54%
Chọn đáp án A
Giải thích: R = (\$19.47 - 17.50 + .75 + 1.00)/\$17.50 = 21.26%.
Diversification and divisibility
Professional management
Record keeping and administration, diversification and divisibility, professional management, and lower transaction costs
Record keeping and administration
Lower transaction costs
Chọn đáp án C
They are highly leveraged and risky.
They invest in commercial paper, CDs, and repurchase agreements.
They usually offer check-writing privileges.
They invest in commercial paper, CDs, and repurchase agreements and usually offer check-writing privileges.
All of the above are true.
Chọn đáp án D
REITs raise capital by borrowing from banks and issuing mortgages.
All of the above are true.
REITs are similar to open-end funds, with shares redeemable at NAV.
REITs invest in real estate or loans secured by real estate and raise capital by borrowing from banks and issuing mortgages.
REITs invest in real estate or loans secured by real estate
Chọn đáp án D
A change in the fund's management
A decrease in the value of one of the fund's stocks
An increase in the number of fund shares outstanding
An increase in the value of one of the fund's stocks
An increase in the fund's accounts payable
Chọn đáp án D
The funds redeem shares at their NAV.
The funds sometimes trade at a premium to NAV.
The funds offer investors professional management.
The funds are sold at the prevailing market price.
The funds sometimes trade at a discount from NAV
Chọn đáp án A
The funds offer investors professional management and a guaranteed rate of return.
The funds offer investors a guaranteed rate of return.
The funds redeem shares at net asset value.
The funds offer investors professional management.
The funds redeem shares at net asset value and offer investors professional management
Chọn đáp án B
2.65
4.75
1.95
3.54
2.39
Chọn đáp án E
Giải thích: Cost*(1-Front End Load) 12*(1-0.0475)
(120.9525 ((1+0.09)-0.015))-12/12
11.43*(1.09-0.015)-12/12
11.43*(1.075)-12/12
12.28725-12/12
0.28725/12
=0.0239
=2.39%
2.45
4.33
6.87
3.44
5.16
Chọn đáp án D
Giải thích: {[\$20 × .9425 × (1.11 - .0125)] -\$20}/\$20 = 3.44%
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