700+ câu trắc nghiệm Đầu tư tài chính có đáp án - Phần 10

GNMA

FNMA

FHLMC

FNMA and FHLMC

GNMA and FNMA

credit enhancement

securitization

unbundling

derivatives

a Ponzi scheme

II, III, and IV

I, II, and IV

II and IV

I, III, and IV

I, II, III, and IV

Stocks

Bonds

Derivatives

Collateralized debt obligations

TIPS.

Credit default swaps

CMOs

ETFs

Collateralized debt obligations

Collars

secured

Yankee

callable

unsecured

convertible

buy the underlying asset at the exercise price on or before the expiration date and sell the option in the open market prior to expiration.

sell the underlying asset at the exercise price on or before the expiration date.

sell the option in the open market prior to expiration.

sell the underlying asset at the exercise price on or before the expiration date and sell the option in the open market prior to expiration.

buy the underlying asset at the exercise price on or before the expiration date

commercial paper.

banker's acceptances.

reserve requirements.

brokers' calls.

repurchase agreements

Bulldog bond

Eurobond

Singapore Sling

Samurai bond

Yankee bond

5.63% and 10.3%

7.5% and 10.3%

10% and 10%

5.63% and 7.73%

7.5% and 7.73%

there are so many different kinds of bonds.

corporations are not required to disclose the details of their bond issues.

bonds tend to trade infrequently, making price information difficult to obtain.

prices cannot be obtained for companies that operate in emerging markets.

they cannot be based on firms' market values.

are funds borrowed by the broker from the bank, with the agreement to repay the bank immediately if requested to do so.

are funds used by individuals who wish to buy stocks on margin.

carry a rate that is usually about one percentage point lower than the rate on U.S. T-bills.

are funds used by individuals who wish to buy stocks on margin and carry a rate that is usually about one percentage point lower than the rate on U.S. T- bills.

are funds used by individuals who wish to buy stocks on margin and are funds borrowed by the broker from the bank, with the agreement to repay the bank immediately if requested to do so.

the New York Stock Exchange

the Federal Reserve Bank

large, well-known companies

state and local governments

commercial banks

The stock having the greatest amount of debt in its capital structure. b The stock having the lowest volatility.

The stock having the greatest amount of equity in its capital structure.

None of the above.

The stock trading at the highest dollar price per share

by adjusting the divisor.

quarterly, on the last trading day of each quarter.

none of the above.

automatically.

by adjusting the numerator.

28%

72%

Cannot tell from the information given

33%

15%

the most shareholders can lose is their original investment in the firm's stock and the claims of preferred shareholders are honored before those of the common shareholders.

bondholders have claim to what is left from the liquidation of the firm's assets after paying the shareholders.

the claims of preferred shareholders are honored before those of the common shareholders.

common shareholders are the first in line to receive their claims on the firm's assets.

the most shareholders can lose is their original investment in the firm's stock.

commercial banks

the U.S. government and agencies of the federal government

state and local governments

agencies of the federal government

the U.S. government

never quoted in the financial press.

the price at which the dealer in T-bills is willing to sell the bill.

greater than the asked price of the T-bill.

the price at which the dealer in T-bills is willing to buy the bill.

the price at which the investor can buy the T-bill

adding the prices of the 30 stocks in the index and dividing by the value of these stocks as of some base date period.

adding the prices of the 500 stocks in the index and dividing by a divisor.

adding the prices of the 30 stocks in the index and dividing by a divisor.

adding the prices of 30 large "blue-chip" stocks and dividing by 30.

calculating the total market value of the 30 firms in the index and dividing by 30